Rina Steenkamp - Privacy and technology

My annotated General Data Protection Regulation

Chapter IV Controller and processor

Section 1 General obligations

Article 26 Processor

October 2013

Article 26(1)

1. Where processing is to be carried out on behalf of a controller, the controller shall choose a processor providing sufficient guarantees to implement appropriate technical and organisational measures and procedures in such a way that the processing will meet the requirements of this Regulation and ensure the protection of the rights of the data subject, in particular in respect of the technical security measures and organizational measures governing the processing to be carried out and shall ensure compliance with those measures.

Article 26(2)

2. The carrying out of processing by a processor shall be governed by a contract or other legal act binding the processor to the controller. The controller and the processor shall be free to determine respective roles and tasks with respect to the requirements of this Regulation, and shall provide that the processor shall:

Article 26(3)

3. The controller and the processor shall document in writing the controller's instructions and the processor's obligations referred to in paragraph 2.

Article 26(3a)

3a. The sufficient guarantees referred to in paragraph 1 may be demonstrated by adherence to codes of conduct or certification mechanisms pursuant to Articles 38 or 39 of this Regulation.

Article 26(4)

4. If a processor processes personal data other than as instructed by the controller or becomes the determining party in relation to the purposes and means of data processing, the processor shall be considered to be a controller in respect of that processing and shall be subject to the rules on joint controllers laid down in Article 24.

Article 26(5)

5. (deleted)

[Source: October 2013]

January 2012

Explanatory memorandum

3.4. Detailed explanation of the proposal

Article 26 clarifies the position and obligation of processors, partly based on Article 17(2) of Directive 95/46/EC, and adding new elements, including that a processor who processes data beyond the controller's instructions is to be considered as a joint controller.

[Source: January 2012 | Context: Proposal from the European Commission]

Article 26(1) [Amended: October 2013]

1. Where a processing operation is to be carried out on behalf of a controller, the controller shall choose a processor providing sufficient guarantees to implement appropriate technical and organisational measures and procedures in such a way that the processing will meet the requirements of this Regulation and ensure the protection of the rights of the data subject, in particular in respect of the technical security measures and organizational measures governing the processing to be carried out and shall ensure compliance with those measures.

Article 26(2) [Amended: October 2013]

2. The carrying out of processing by a processor shall be governed by a contract or other legal act binding the processor to the controller and stipulating in particular that the processor shall:

Article 26(3)

3. The controller and the processor shall document in writing the controller's instructions and the processor's obligations referred to in paragraph 2.

Article 26(4) [Amended: October 2013]

4. If a processor processes personal data other than as instructed by the controller, the processor shall be considered to be a controller in respect of that processing and shall be subject to the rules on joint controllers laid down in Article 24.

Article 26(5) [Deleted: October 2013]

5. The Commission shall be empowered to adopt delegated acts in accordance with Article 86 for the purpose of further specifying the criteria and requirements for the responsibilities, duties and tasks in relation to a processor in line with paragraph 1, and conditions which allow facilitating the processing of personal data within a group of undertakings, in particular for the purposes of control and reporting.

[Source: January 2012 | Context: Proposal from the European Commission]

Directive 95/46/EC

Cross-reference

General Data Protection Regulation:Directive 95/46/EC:
Article 26(1)Article 17(2)
Article 26(2)Article 17(3)
Article 26(3)Article 17(4)

Chapter II General rules on the lawfulness of the processing of personal data

Section VIII Confidentiality and security of processing

Article 17 Security of processing
Article 17(2)

2. The Member States shall provide that the controller must, where processing is carried out on his behalf, choose a processor providing sufficient guarantees in respect of the technical security measures and organizational measures governing the processing to be carried out, and must ensure compliance with those measures.

Article 17(3)

3. The carrying out of processing by way of a processor must be governed by a contract or legal act binding the processor to the controller and stipulating in particular that:

Article 17(4)

4. For the purposes of keeping proof, the parts of the contract or the legal act relating to data protection and the requirements relating to the measures referred to in paragraph 1 shall be in writing or in another equivalent form.